Data Feeds

AJ Bell

AJ Bell Securities provides dealing, custody and investment administration for wealth managers.

Account linking details unverified

AllianceBernstein / Bernstein

Bernstein Private Wealth Management provides investment management and wealth planning for private clients.

Account linking details unverified

Ameriprise Financial

Ameriprise offers financial planning and investment advice, with digital access to client accounts and documents.

Account linking details unverified

Baird

Baird offers brokerage and investment advisory relationships, including securities execution and asset custody.

Account linking details unverified

Bank of America Private Bank / US Trust

Bank of America Private Bank offers investment, banking, lending and trust services to private clients.

Account linking details unverified

Barclays UK

Barclays Smart Investor offers an employer reporting service for relevant UK investment information.

Smart Investor Employer Reporting Services

BMO Private Wealth

BMO Private Wealth provides wealth planning, investment management, private banking and trust services in Canada.

Account linking details unverified

Charles Schwab

Schwab Designated Brokerage Services supports firms monitoring employee personal trading. Employers arrange a brokerage feed and identify the accounts covered by the monitoring relationship. Account linking and feed delivery are separate parts of that setup.

Chase Investment Services

Chase Investment Services is a historical name; current J.P. Morgan Self-Directed Investing provides account access through Chase’s website and app.

Account linking details unverified

DEGIRO

DEGIRO allows clients to authorize reporting of orders and transactions to a third party such as an employer’s compliance department.

Authorized third-party reporting access

E*TRADE

E*TRADE from Morgan Stanley offers designated brokerage services for employee trading oversight and transmission of trading and position information.

Includes: E*TRADE Securities — futures scope requires confirmation

Designated Brokerage Services account linking

Edward Jones

Edward Jones Online Access provides electronic account statements and other client documents.

Account linking details unverified

Equitable Advisors

Equitable Advisors offers brokerage and investment advisory services, with brokerage accounts carried through LPL Financial or held directly with product issuers.

Includes: AXA Advisors (legacy name)

Account linking details unverified

Eze Castle Transaction Services

Eze Castle Transaction Services is identified within SS&C Eze’s sell-side business; brokerage feed arrangements should be checked for the specific service.

Account linking details unverified

Fidelity Institutional / IWS

Fidelity Institutional’s Integration Xchange connects Wealthscape brokerage capabilities and data with wealth-management firms and technology providers.

Account linking details unverified

Fidelity International

Fidelity International’s UK Employee Compliance Reporting service provides automated reporting of employee accounts, holdings and transactions.

Employee Compliance Reporting

Fidelity Investments

Fidelity Designated Brokerage Services supports employee investment oversight with account administration, trading reports and compliance-platform connectivity.

Designated Brokerage Services account administration

GBM

GBM provides Mexican investors access to securities, funds and investment advice through its investment platform.

Account linking details unverified

Goldman Sachs

Goldman Sachs Private Wealth Management serves private clients, families and institutions with investment and wealth services.

Account linking details unverified

Goldman Sachs Advisor Solutions / Folio

Folio Investments conducts custody, clearing and certain brokerage business under the Goldman Sachs Custody Solutions name.

Account linking details unverified

Hargreaves Lansdown

Hargreaves Lansdown offers self-directed investment accounts for shares, funds, ETFs and other securities.

Account linking details unverified

HSBC / Hang Seng

HSBC offers regional securities trading services; arrangements differ between the UK, Hong Kong and Singapore, and Hang Seng must be checked separately.

Includes: HSBC UK · HSBC Hong Kong · HSBC Singapore · Hang Seng Bank

Account linking details unverified

IG Group / IG Markets

IG’s UK service can provide copies of trading statements and contract notes to an employer or compliance team on request.

Employer statement copies

Interactive Brokers

EmployeeTrack connects an employer’s compliance team with employee brokerage accounts. Authorized staff use the Compliance Portal to manage the relationship and review available account records. A separate data-feed arrangement can deliver account, position and transaction information to compliance software.

Includes: Interactive Brokers LLC · Interactive Brokers Canada · Interactive Brokers UK · Interactive Brokers Ireland · Interactive Brokers Central Europe (merged into Ireland) · Interactive Brokers Australia · Interactive Brokers Hong Kong · Interactive Brokers India · Interactive Brokers Securities Japan · Interactive Brokers Singapore

interactive investor

interactive investor offers self-directed trading accounts with access to shares, funds, ETFs, investment trusts and bonds.

Includes: Interactive Investors · TD Direct Investing UK (historical name)

Account linking details unverified

J.P. Morgan Private Bank

J.P. Morgan Private Bank provides brokerage and investment management through the relevant JPMorgan entities.

Account linking details unverified

Janney Montgomery Scott

Janney Montgomery Scott provides brokerage accounts and investment advisory accounts under different service arrangements.

Account linking details unverified

JPMS Heritage Bear Stearns

Bear Stearns is part of JPMorganChase’s corporate history; the historical feed label does not establish a current standalone service.

Account linking details unverified

LPL Financial

LPL Financial supports financial professionals offering brokerage and investment advisory services.

Account linking details unverified

Merrill Edge

Merrill Edge offers self-directed investing in stocks, bonds, ETFs and mutual funds.

Account linking details unverified

Merrill Wealth Management

Merrill Wealth Management provides advisor-led investment services and financial strategies.

Account linking details unverified

Morgan Stanley

Morgan Stanley at Work offers Designated Brokerage Services for employers monitoring employee trading.

Designated Brokerage Services

Northern Trust

Northern Trust Securities provides brokerage advice and trade execution alongside wealth-management services.

Account linking details unverified

Oppenheimer

Oppenheimer provides brokerage services and investment products under account-specific agreements.

Account linking details unverified

Phillip Securities Singapore

Phillip Securities operates POEMS trading platforms for access to multiple asset classes and international exchanges.

Account linking details unverified

Questrade

Questrade’s Electronic Broker Feed program provides authorized employee investment reporting to compliance departments.

Electronic Broker Feed / BDIP

Raymond James

Raymond James Client Access provides retrieval of account statements, trade confirmations and tax documents.

Account linking details unverified

RBC Advisor Services

RBC Advisor Services supports advisor custody relationships; account data access should be confirmed for the particular firm.

Account linking details unverified

RBC Clearing & Custody

RBC Clearing & Custody provides clearing, custody and integrated technology for broker-dealers and registered investment advisors.

Account linking details unverified

RBC Correspondent Services

RBC Correspondent Services supports introduced brokerage accounts, distinct from employee-monitoring enrollment.

Account linking details unverified

RBC Wealth Management

RBC offers brokerage and wealth services through its US business; confirm the carrying entity for the employee account.

Account linking details unverified

Robinhood

Robinhood provides customer activity reports, monthly statements and trade confirmations for eligible accounts.

Account linking details unverified

Saxo Bank

Saxo’s Preferred Broker Program links employee accounts to employer compliance reporting.

Preferred Broker Program linkage

Stifel

Stifel Wealth Tracker provides client account access, account aggregation and investment documents.

Account linking details unverified

T. Rowe Price

T. Rowe Price offers brokerage accounts for stocks, ETFs, mutual funds and other investments.

Account linking details unverified

TD Ameritrade

TD Ameritrade is a legacy brokerage name: Schwab reports completion of the final client account conversions in May 2024.

Account linking details unverified

TD Direct Investing / TD Waterhouse

TD Direct Investing offers Canadian self-directed investing through WebBroker; it is separate from the former US TD Ameritrade business.

Account linking details unverified

UBS Financial Services

UBS US provides digital wealth-account access, including electronic statements and confirmations.

Account linking details unverified

UOB Kay Hian

UOB Kay Hian provides Singapore clients with electronic account statements through UTRADE.

Account linking details unverified

USAA Investment Management

USAA brokerage and managed portfolio accounts transitioned to Schwab in May 2020; current arrangements should be checked with the account’s present provider.

Account linking details unverified

Vanguard

Vanguard provides secure electronic delivery of statements and confirmations for eligible investment accounts.

Account linking details unverified

Wealthsimple

Wealthsimple’s Automated Broker Feed program supports organizations overseeing supervised employees’ investment activity.

Automated Broker Feed (ABF)

Wells Fargo

Wells Fargo Advisors provides online and mobile access to investment holdings, account performance and investment documents.

Account linking details unverified

Zerodha

Zerodha Console provides dated holdings reports; client reporting tools are separate from employer compliance-feed arrangements.

Account linking details unverified