Podcasts
November 2, 2026
Compliance Tech Talk — November 2026
Independent
Sponsorship never influences vendor rankings or reviews.
About this episode
The first monthly Compliance Tech Brief: October's SEC and FINRA headlines, November's deadlines, and where your tools will be tested. Read the full issue on Beehiiv.
About the guest
Craig Neal, Host · Compliance Tech Talk
Recent episodes
Join the community, free
Compliance Tech Talk is the free community for CCOs at SEC-, FINRA- and CFTC-regulated firms — vendor reviews, peer discussions and member-only resources.
Join free