Podcasts

May 5, 2025

$31B Under Watch: Craig Neal's AI Compliance Strategy

Independent

Sponsorship never influences vendor rankings or reviews.

About this episode

Craig Neal joins Michael Pavlovskyi on the RedNote Podcast to talk about how AI is changing compliance for SEC-regulated firms, what it takes to oversee tech strategy across $31B in assets, and how automation can help catch the next Madoff-level failure before it happens.

About the guest

Craig Neal · Compliance Admins LLC

Join the community, free

Compliance Tech Talk is the free community for CCOs at SEC-, FINRA- and CFTC-regulated firms — vendor reviews, peer discussions and member-only resources.

Join free