The Compliance Tech Talk podcast

Interviews with founders and compliance leaders about the technology behind SEC-, FINRA- and CFTC-regulated compliance programs.

November 2, 2026

Compliance Tech Talk — November 2026

Craig Neal · Compliance Tech Talk

The first monthly Compliance Tech Brief: October's SEC and FINRA headlines, November's deadlines, and where your tools will be tested. Read the full issue on Beehiiv.

May 5, 2025

$31B Under Watch: Craig Neal's AI Compliance Strategy

Craig Neal · Compliance Admins LLC

Craig Neal joins Michael Pavlovskyi on the RedNote Podcast to talk about how AI is changing compliance for SEC-regulated firms, what it takes to oversee tech strategy across $31B in assets, and how automation can help catch the next Madoff-level failure before it happens.